Cc&l Fg Senior Manager In Compliance Vancouver

Cc&l Fg Senior Manager In Compliance Vancouver

02 Sep
|
Connor, Clark u0026 Lunn group
|
Vancouver

02 Sep

Connor, Clark u0026 Lunn group

Vancouver

Take the lead in compliance with Connor, Clark & Lunn Financial Group as a Senior Manager in Portfolio Compliance. Enhance compliance controls while managing a global team. You will play a crucial role in defining and delivering the strategic compliance framework set forth by the Principal and Director.

Managing a multi-faceted team, your responsibilities will include overseeing compliance operations and ensuring that the organization adheres to rigorous compliance standards. This position is ideal for a team-oriented leader dedicated to innovation in compliance practices. Key Responsibilities:
Direct the strategic compliance initiatives with senior leadership
Oversee and improve compliance monitoring and operations
Manage a talented Portfolio Compliance team across regions




Advance Shareholder Disclosure accountability and processes
Drive development of compliance policies in line with industry changes Requirements:
Over 10 years of experience in investment compliance
Proven track record in leading and developing teams
CFA or relevant compliance qualifications preferred
Solid communicator with ability to collaborate across teams
Skilled in compliance technologies, with a focus on Charles River Lead compliance initiatives effectively at CC&L; FG while nurturing team talent and capabilities.

📌 Cc&l Fg Senior Manager In Compliance Vancouver
🏢 Connor, Clark u0026 Lunn group
📍 Vancouver

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