Become a key CPA in the Registration Division, conducting compliance reviews to ensure the integrity of Ontario's capital markets. Engage with diverse stakeholders to implement corrective actions effectively.In this role, you will lead reviews to assess compliance of registered firms with securities regulations. Your expertise will help formulate necessary actions to address any non-compliance issues while fostering team-oriented relationships. The position is critical to upholding market stability and investor confidence.Key Responsibilities:
Conduct thorough reviews of regulated entities
Prepare reports outlining compliance shortcomings
Work alongside stakeholders to find solutions
Address emerging regulatory issues proactively
Promote effective market practices and investor trustRequirements:
Membership with CPA Ontario is required
Minimum 1 year audit experience post-CPA
Experience within audit and assurance settings
Knowledge of financial services is advantageous
Robust skills in communication and collaborationUtilize your CPA qualifications to enhance compliance and support investor protection in Ontario’s capital markets.#J-18808-Ljbffr

📌 Cpa For Regulatory Reviews And Compliance Toronto
🏢 Ontario Securities Commission
📍 Toronto