02 Sep
|
CIRO / OCRI
|
Toronto
02 Sep
CIRO / OCRI
Toronto
Lead important initiatives as a Policy Advisor in the investment sector. Focus on the development, review, and approval of essential regulations for investment and mutual fund dealers in a versatile hybrid mode.This role reports directly to the Director of Financial and Operations Policy, emphasizing cooperative efforts within the Member Regulation Policy Team. It requires presenting policy proposals to advisory committees and engaging with external and internal stakeholders on compliance and operational matters. Your analytical skills will be critical in evaluating current policies affecting the investment landscape.Key Responsibilities:
Draft and implement financial guidance for dealers
Collaborate for policy initiative approvals
Prepare presentations and materials for advisory committees
Conduct educational sessions on compliance
Analyze current policy issues in the investment sectorRequirements:
University degree in law, finance, or business
5 years of experience in securities regulation
Relevant professional designation desired
Proficient in communication and drafting
Understanding of investment industry regulationsUtilize your expertise to advance regulatory frameworks that shape the investment industry.#J-18808-Ljbffr
📌 Regulatory Policy Development Advisor Toronto
🏢 CIRO / OCRI
📍 Toronto