Work Location
Toronto, Ontario, Canada

Hours
37.5

Line Of Business
Audit

Pay Details
$96,900 - $136,800 CAD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description
Department Overview
Our team of trusted audit professionals interact with every part of the Bank to provide strategic guidance and independent oversight. Through due diligence, and with a strong sense of integrity, we help mitigate potential risks to our business. At the heart of audit is our specialization in all the businesses across the bank.

Safeguarding the reputation of TD's good governance depends on us.

We're counted on to provide recommendations to enhance operational performance, at every single level to foster meaningful process improvements and ensure adherence to internal and external regulations. We crunch the data, consult with our partners and stakeholders, and present our findings to mitigate the risks of today and around the corner and help keep our daily operations running smoothly for our customers.

CUSTOMER

Support the development and implementation of audit programs by contributing insights and assisting with planning activities.

Participate in audit engagements across multiple areas, helping ensure audits are conducted in line with established standards and timelines.

Execute the development of Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM), Findings Grid and Audit Report.

Complete L1 reviews/sign off on all audit activities (i.e. walkthroughs, test scripts, test results, grid, evidence uploads)

Oversee/lead audits and/or execute the follow-up of findings arising from internal audits and regulatory reviews in accordance with policy

Oversee/lead the ongoing audit communications and/or the reporting process with the stakeholders,



senior management and external auditors for specific and/or overall Audit area

Contribute to audit initiatives by providing input and assisting in the design and testing of solutions, as well as supporting implementation efforts.

Lead / manage the integrated implementation of policies / processes / procedures / changes across multiple functional areas

Act as the audit lead or audit advisor to management and respective teams for area of specialization. Report on emerging trends, identifying issues and opportunities and recommending action to senior management.

Facilitate key discussions and provide thought leadership to executive audience

SHAREHOLDER

Adhere to internal policies / procedures, enterprise frameworks and methodologies and applicable regulatory guidelines, contribute to the review of internal processes and activities and assist in identifying control weaknesses/failures, potential opportunities to improve operational efficiencies for their business area

Actively manage relationships with business lines/ corporate and/or control functions and ensure alignment with enterprise and/or regulatory requirements

Keep abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts to the Bank

Assess / identify key issues and ***escalate*** to appropriate levels and relevant stakeholders where required

Maintain a culture of risk management and control, supported by effective processes and sound infrastructure in alignment with risk appetite

Participate in cross-functional / enterprise initiatives as a subject matter expert helping to identify risk / provide guidance for complex situations

EMPLOYEE / TEAM

Provides thought leadership and/or industry knowledge for own area of expertise

Encourage a positive work environment that promotes service to the business, quality, innovation and teamwork and ensure timely communication of issues/ points of interest

Identify and recommend opportunities to enhance productivity, effectiveness and operational efficiency

Work effectively as a team, supporting other members of the team in achieving business objectives and providing stakeholders services





Participate in knowledge transfer within the team and business units.

Contribute to the overall performance management process by providing coaching and input into team members' assessment on assigned audits

BREADTH & DEPTH

Work autonomously and accountable for acting as a lead within a specialized audit practice area and provide work direction to others

Provide seasoned specialized knowledge, advice and/or guidance to various stakeholders and team members

May lead and/or provide supervisory oversight to complex audits and ensure completion.

Knowledge of external competition, industry and/or market trends in relation to own function / business

Scope of role may have enterprise impact

Undertake and complete a variety of complex audit projects and initiatives requiring specialist knowledge and/or the integration of cross functional processes within own area of expertise

May oversee and/or independently perform concurrent multiple audits and related tasks from end to end

Ability to process and handle confidential information with discretion.

Generally, reports to a Senior Audit Group Manager or executive role

Experience & Education

Undergraduate degree required

7+ years of relevant experience (Insurance experience, knowledge an asset)

CPA, CIA a strong asset

Who We Are
TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we strive to make every interaction, product, and experience remarkably human and refreshingly simple for over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to foster deeper relationships, ensure disciplined execution, and build a simpler, faster banking experience. TD is deeply committed to being a leader in client experience, that is why we believe that all colleagues, no matter where they work, are client facing. Together, we are reimagining what banking can be for our clients, colleagues and communities.

Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being advantages,

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📌 Audit Manager II, Insurance Audit (1139) (Ontario)
🏢 TD
📍 Ontario