02 Sep
|
ciro]
|
Vancouver
Join CIRO as a Canadian Investment Regulatory Analyst, focusing on investigative trading analysis in a hybrid work workplace. Ensure compliance with UMIR and Canadian Securities laws through detailed reviews. As an Investigative Trading Analyst at the Canadian Investment Regulatory Organization (CIRO), your role involves conducting timely post-trade reviews and initial investigations into potential law violations.
You will gather and analyze evidence while preparing concise investigation reports that support your findings. Collaboration with other regulatory departments will be essential, along with engaging in special projects and continuous professional development within the securities industry. Key Responsibilities:
- Conduct post-trade reviews of alleged trading violations
- Prepare concise preliminary investigation reports
- Analyze trading practices and compile evidence
- Collaborate with regulatory and investigative departments
- Engage in professional development and special projects Requirements:
- Post-secondary education and Canadian Securities Course
- 2-4 years'
experience in compliance or analyst roles
- Comprehensive knowledge of securities regulations
- Proficiency in Microsoft Office and advanced Excel skills
- Strong analytical, organizational, and report-writing abilities Bring your analytical skills and regulatory expertise to safeguard Canadian capital markets with CIRO.
📌 Canadian Investment Regulatory Analyst (Vancouver)
🏢 ciro]
📍 Vancouver