Join CIRO as the Head of Investigations, focusing on regulatory compliance in Canadian capital markets. This hybrid position emphasizes leadership and oversight of complex investigations.

In this pivotal role at the Canadian Investment Regulatory Organization, you will oversee a dedicated investigative team scrutinizing violations by member firms. Your background in trading and securities will empower you to enhance policies and procedures while mentoring staff. As a leader in CIRO’s Enforcement management team, your strategic insights will drive both compliance and ethical market operations.

Key Responsibilities:



• Oversee all investigations and case management strategies • Develop and mentor investigative personnel for skill improvement • Drive policy changes focusing on best practices • Collaborate with enforcement teams and external agencies • Represent CIRO in external investigations and hearings

Requirements: • Bachelor's degree in finance, business, or law • Ten years' experience in securities and investigations • Deep knowledge of trading systems and regulatory standards • Qualified certifications like CA or CFA preferred • Completion of CIRO proficiency standards

Leverage your investigative acumen to contribute to CIRO’s mission of fostering investor protection and market trust. #J-18808-Ljbffr

📌 Head of Investigations at CIRO (Winnipeg)
🏢 CIRO / OCRI
📍 Winnipeg