CI Financial seeks a Compliance Officer to join our team, focusing on sales communications and adherence to regulatory standards. This role involves empowering Advisors while ensuring legal compliance and high-quality service.
As part of the Sales Communications team, you will be responsible for reviewing and approving marketing materials for CI Assante Advisors. Your expertise in regulatory compliance will help educate and support Advisors, maintaining the integrity of CI Assante’s brand. You'll need to identify and address compliance risks while collaborating with internal departments to deliver effective solutions.
Key Responsibilities:
• Assess and approve advisor communications
• Educate and assist with compliance initiatives




• Conduct high-quality compliance reviews
• Liaise with various internal teams
• Maintain compliance documentation accurately
Requirements:
• 2+ years in the financial compliance field
• University degree or relevant qualification
• Proficient in Microsoft Office and compliance tools
• Exceptional written and verbal communication skills
• Understanding of securities laws mandatory
Bring your compliance knowledge to CI Financial's dynamic workplace and support innovative Advisor solutions.
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📌 CI Financial Compliance Officer Position (Toronto)
🏢 CI Financial
📍 Toronto