30 Aug
|
Connor, Clark & Lunn group
|
Vancouver
30 Aug
Connor, Clark & Lunn group
Vancouver
Take the lead in compliance with Connor, Clark & Lunn Financial Group as a Senior Manager in Portfolio Compliance. Enhance compliance controls while managing a global team.
You will play a crucial role in defining and delivering the strategic compliance framework set forth by the Principal and Director. Managing a multi-faceted team, your responsibilities will include overseeing compliance operations and ensuring that the organization adheres to rigorous compliance standards. This position is ideal for a collaborative leader dedicated to innovation in compliance practices.
Key Responsibilities:
• Direct the strategic compliance initiatives with senior leadership • Oversee and improve compliance monitoring and operations • Manage a talented Portfolio Compliance team across regions • Advance Shareholder Disclosure accountability and processes • Drive development of compliance policies in line with industry changes
Requirements: • Over 10 years of experience in investment compliance • Proven track record in leading and developing teams • CFA or relevant compliance qualifications preferred • Robust communicator with ability to collaborate across teams • Skilled in compliance technologies, with a focus on Charles River
Lead compliance initiatives effectively at CC&L; FG while nurturing team talent and capabilities. #J-18808-Ljbffr
📌 CC&L FG Senior Manager in Compliance (Vancouver)
🏢 Connor, Clark & Lunn group
📍 Vancouver