Senior Operations And Compliance Role At Fidelity Toronto

Senior Operations And Compliance Role At Fidelity Toronto

30 Aug
|
Fidelity Canada
|
Toronto

30 Aug

Fidelity Canada

Toronto

Join Fidelity Canada as a Senior Operations and Compliance Specialist, working in a adaptable hybrid setting. Drive compliance initiatives, operational monitoring, and policy updates across the organization. In this pivotal role, you will report to the Director of Operations and Regulatory Compliance, ensuring that all compliance policies are adhered to and updated as necessary.

Your responsibilities include monitoring operational compliance, reviewing sales communications, and enhancing current compliance programs. This position emphasizes collaboration and relationship-building with internal business units to uphold compliance standards. Key Responsibilities:
Oversee compliance monitoring for operational matters
Review advertisements and sales communication materials




Update compliance-related policies as regulations change
Provide compliance training and materials for stakeholders
Document results of compliance monitoring effectively Requirements:
4+ years in a compliance role or similar field
Familiarity with NI 81-102 regulations
Relevant degree or equivalent experience
Solid bilingual communication skills preferred
Knowledge of mutual fund operations is advantageous Contribute your compliance expertise to Fidelity Canada and play a crucial role in regulatory adherence.

📌 Senior Operations And Compliance Role At Fidelity Toronto
🏢 Fidelity Canada
📍 Toronto

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