Join KAI Asset Management's compliance team as a Compliance Specialist and support essential compliance activities. Contribute to KYC reviews, regulatory submissions, and compliance monitoring in Winnipeg. We are looking for a Compliance Specialist who supports the compliance program's effectiveness and day-to-day operations.

This position involves KYC and suitability reviews, regulatory filings, and maintaining key compliance documentation. Candidates will thrive in a team-focused setting and are given opportunities to grow toward more senior roles. Key Responsibilities:
Administer compliance program operations and compliance records
Review KYC documentation for compliance with regulations




Coordinate regulatory audits and compliance examinations
Prepare compliance documentation and reports
Develop training materials and lead compliance sessions Requirements:
Minimum 5 years of compliance experience in financial services
Familiarity with AML/KYC compliance requirements
Robust analytical and problem-solving skills
Proficiency in Microsoft Office, especially Excel
Completion of industry courses is a plus Utilize your compliance skills and drive regulatory success in a rewarding role at KAI Asset Management in Winnipeg.

📌 Compliance Specialist At Kai Asset Management Winnipeg
🏢 KAI Asset Management
📍 Winnipeg