Shape the future of Canadian capital markets as the Manager of Investigations with CIRO. This hybrid position requires a strong command of securities regulations and investigative procedures. You will be pivotal in managing case processes and developing your team’s capabilities.

This role involves substantial interaction with regulatory bodies and other stakeholders to enhance the investigation process. Your strategic thinking and leadership will contribute directly to CIRO's enforcement and regulatory mission. Key Responsibilities:

- Oversee overall case management and investigation processes
- Facilitate training for investigative personnel
- Enhance policies to align with best practices
- Collaborate with investigators during hearings
- Represent CIRO on enforcement matters externally

Requirements:

- Degree in finance, law, or business administration
- Minimum 10 years in trading/market issues
- Familiar with CIRO and securities legislation
- Solid leadership and communication skills
- Professional designations (CA, CFA) preferred

Utilize your experience to protect investors and foster confidence in Canada’s capital markets at CIRO.

📌 CIRO Operations Manager Investigations (Montreal)
🏢 Socket.dev
📍 Montreal