Elevate your career as a Chief Compliance Officer with a Canadian wealth platform. This executive role emphasizes compliance leadership in an evolving investment dealer landscape. We seek a strategic Chief Compliance Officer to enhance compliance frameworks within our growing investment dealer.

You will lead the compliance program, managing regulatory adherence and guiding leadership on risk matters. With a focus on supporting operational scalability, you will ensure that the business thrives while mitigating compliance risks effectively. Key Responsibilities:

- Manage the overall compliance program and policies
- Ensure compliance with CIRO and relevant regulations
- Provide strategic guidance on risk governance
- Oversee compliance audits and examinations
- Review business practices from a compliance viewpoint

Requirements:

- Current CCO or senior compliance expert in CIRO environment
- Deep investment dealer compliance knowledge
- Proficient understanding of securities regulations and AML
- Experienced in developing compliance infrastructure
- Completion of CSC, CPH, PDO/BM, and CCO licensing

Contribute your leadership within a focused investment dealer workplace, driving compliance excellence.

📌 Executive Chief Compliance Officer Role (Toronto)
🏢 BJRC Recruiting
📍 Toronto