Job Title: Compliance Testing Manager – 6-Month Fixed-Term Contract Location: Markham, Ontario Job Type: Full time, Fixed-Term Contract (6 Months) Job Summary We are seeking an experienced

Compliance Testing Manager

to join our Compliance team on a

6-month fixed-term contract . This role is responsible for leading

compliance testing engagements

across the Bank, including testing related to

regulatory compliance, AML/ATF, sanctions, internal policies, and key control processes .

The successful candidate will lead the end-to-end testing process, including

risk assessment, scoping, test planning, sampling, execution, issue identification, reporting, and remediation validation . The role will also provide guidance to other compliance testers and work closely with business and control functions to strengthen the Bank's compliance control environment.

What You Will Do

Lead

compliance testing engagements

across the Bank, including areas related to

AML/ATF, sanctions, regulatory compliance, and internal policies and procedures .

Develop and execute

risk-based testing plans , including scoping, sampling methodologies, testing scripts, and detailed test procedures.

Assess the design and operating effectiveness of

compliance controls

and determine adherence to applicable regulatory requirements and internal standards.

Evaluate compliance with relevant

accounting guidance, policies, procedures, and business processes

where applicable.

Analyze testing results, identify

control weaknesses and compliance gaps , and recommend practical remediation actions.

Prepare clear and comprehensive

testing documentation, working papers, findings, and reports .

Track remediation activities and perform

validation testing

to confirm that identified issues have been appropriately addressed and closed.

Communicate testing findings and recommendations to relevant stakeholders and management.

Provide

technical guidance, coaching, and training





to other compliance testers to support consistent and effective testing practices.

Support continuous improvement of

compliance testing methodologies, testing scripts, and procedures .

Assist with other compliance activities, projects, and departmental priorities as required.

What You Bring to the Table

Bachelor's degree or equivalent education.

Minimum

5 years of experience in compliance testing, internal audit, regulatory compliance, or a related control function , preferably within banking or financial services.

Strong knowledge of

banking regulatory compliance , including

AML/ATF and sanctions requirements .

Demonstrated experience conducting end-to-end

compliance testing , including

planning, scoping, sampling, test execution, documentation, issue reporting, and remediation validation .

Strong understanding of

testing methodologies, internal controls, and testing script development .

Certified Internal Auditor (CIA)

designation, or designation in progress, is considered an asset.

Strong

analytical and critical-thinking skills , with the ability to identify control gaps and develop practical recommendations.

Strong written and verbal communication skills with the ability to work effectively with stakeholders at different levels of the organization.

Excellent

time management and organizational skills , with the ability to manage multiple testing engagements and deadlines.

Proficiency in

Microsoft Excel, Word, Outlook , and other standard business applications.

Proficiency in

Chinese

is considered an asset but is not required.

Bank of China (Canada) is committed to fostering an inclusive workplace where diversity is valued. We encourage qualified candidates from all backgrounds to apply. Please note that only candidates selected for further consideration will be contacted.

Accommodation: Bank of China (Canada) is committed to providing accommodations throughout the recruitment process. If you require any accommodations, please contact the HR team, and we will be happy to assist.

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📌 Compliance Testing Manager (Winnipeg)
🏢 Bank of China(Canada)
📍 Winnipeg