Elevate your career as a Regulatory Compliance Analyst at Kinsted Wealth in Calgary. This role focuses on ensuring compliance in client materials, marketing, and filings while working collaboratively across teams.

As a full time Compliance Analyst, you will support Kinsted Wealth's regulatory obligations in discretionary portfolio management. This role requires a detail-oriented professional skilled in analyzing compliance issues, conducting audits, and preparing documentation. Your efforts will help maintain compliance standards and readiness for regulatory examinations.

Key Responsibilities:



• Conduct compliance reviews of client materials and processes • Review marketing materials for regulatory compliance • Perform KYC and suitability audits on client accounts • Assist in regulatory filings and maintain audit-ready records • Support internal audits and create compliance training

Requirements: • 2-4 years' experience in compliance, preferably in portfolio management • Post-secondary education in business, finance, or law • Knowledge of CSA National Instrument 31-103 and privacy legislation • Strong analytical and communication skills • Proficiency in Microsoft Office and portfolio management systems

Bring your analytical skills and attention to detail to support Kinsted Wealth's commitment to compliance and excellence. #J-18808-Ljbffr

📌 Regulatory Compliance Analyst at Kinsted Wealth (Winnipeg)
🏢 Kinsted Wealth
📍 Winnipeg