Drive compliance initiatives at AGF Management Limited as a Compliance Analyst. Focus on reviewing marketing and sales communications to ensure regulatory compliance in investment management operations.
This energetic role within AGF’s Marketing & Communications Compliance team offers a platform for oversight and collaboration across entities. You will play a key part in ensuring that all communications meet compliance standards while maintaining meticulous records of activities and processes.
Key Responsibilities: • Assess marketing and sales communication materials for compliance • Oversee email and social media communications daily • Prepare periodic compliance reports and necessary escalations • Maintain detailed compliance monitoring records • Engage in special projects and team support activities
Requirements: • University degree alongside industry training • Experience within capital markets and asset management • Understanding of Canadian compliance regulations • Strong attention to detail and analytical capabilities • Excellent multi-tasking and collaborative skills
Contribute your expertise in compliance to enhance AGF Management Limited's marketing efforts. #J-18808-Ljbffr