29 Aug
|
Alberta Securities Commission
|
Winnipeg
29 Aug
Alberta Securities Commission
Winnipeg
Ensure regulatory compliance with the Alberta Securities Commission as a Regulatory Filings Analyst. Answer inquiries and oversee filing processes while based in Calgary.
The Alberta Securities Commission (ASC) is looking for a Regulatory Filings Analyst to strengthen its Corporate Finance division. This position involves addressing regulatory inquiries and monitoring compliance for Alberta’s reporting issuers. You will play a crucial role in managing filing records and assessing business transactions against regulations.
Key Responsibilities: • Handle inquiries regarding SEDI and SEDAR+ filing requirements • Maintain compliance records and issuer filing deadlines • Review regulatory filings for business transactions • Manage the daily list of reporting issuers • Ensure insider reports meet compliance standards
Requirements: • Degree in finance, commerce, or a related field • 3+ years in compliance or financial positions • Robust analytical capabilities and problem-solving skills • Proficient in Microsoft Office and Excel • Experience with SEDI and SEDAR+ desired
Contribute to the ASC's mission of protecting investors while advancing your career in regulatory compliance. #J-18808-Ljbffr
📌 Analyst for Regulatory Filings at ASC (Winnipeg)
🏢 Alberta Securities Commission
📍 Winnipeg