Drive compliance efforts at the Alberta Securities Commission as a Regulatory Filings Analyst based in Calgary. Tackle inquiries, maintain compliance, and assess key business transactions. Join the Alberta Securities Commission’s Corporate Finance division as a Regulatory Filings Analyst.

In this pivotal role, you will manage both internal and external inquiries and maintain issuer compliance records. You’ll also be responsible for reviewing significant business transactions, ensuring regulatory alignment and effective market functioning in Alberta. Key Responsibilities:
Act as liaison for regulatory filing inquiries and issues
Create and maintain accurate issuer compliance records
Analyze business transactions for future filing requirements
Compile and manage daily reporting issuers list
Review compliance of insider reports with regulations Requirements:
Bachelor's degree in finance, commerce, or related fields
Minimum of 3 years in compliance or financial roles
Solid communication and customer service skills
Excellent computer skills, especially in Excel
Familiarity with SEDI and SEDAR+ systems advantageous Step into a fulfilling role that significantly contributes to securing investor protections.

📌 Calgary Regulatory Filing Compliance Analyst
🏢 Alberta Securities Commission
📍 Calgary