Senior Manager in Portfolio Compliance (Ontario)

Senior Manager in Portfolio Compliance (Ontario)

29 Aug
|
Connor, Clark & Lunn Financial Group
|
Ontario

29 Aug

Connor, Clark & Lunn Financial Group

Ontario

Step into a senior leadership role at Connor Clark & Lunn Financial Group focused on Portfolio Compliance. Enhance compliance operations and oversee a global team while shaping the function's strategy.

As part of the Operations Risk Group, you will lead the execution of compliance strategies and monitor their effectiveness across multiple regions. Collaborate with business partners to ensure comprehensive compliance and operational success, and manage a growing team dedicated to compliance rule coding and reporting.

Key Responsibilities:
• Deliver the portfolio compliance operational model effectively
• Oversee pre-trade and post-trade monitoring through Charles River
• Develop talent within a team spread across diverse locations




• Ensure integrity in the Shareholder Disclosure program
• Evolve compliance policies according to industry standards

Requirements:
• Significant experience in compliance and operations
• Exceptional leadership and team management skills
• Familiarity with compliance frameworks and tools
• Proven track record in strategic planning and execution
• Ability to communicate effectively with various business stakeholders

Lead compliance innovation and ensure operational excellence in this agile role at CC&L.;
#J-18808-Ljbffr

📌 Senior Manager in Portfolio Compliance (Ontario)
🏢 Connor, Clark & Lunn Financial Group
📍 Ontario

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