OverviewJoin to apply for theSenior Compliance Advisorrole atCanada Life .Permanent Full Time. The organization is advancing its Business Risk & Controls function and is seeking a Sr Compliance Advisor to join the team supporting the Individual Wealth business unit, including its related mutual fund and securities dealers. The role will help ensure the business unit’s adherence to regulatory requirements and internal policies, and will provide strategic compliance guidance, support risk mitigation, and promote a culture of ethical conduct and regulatory awareness across the organization.What You Will DoSupport the business unit in its adherence to the compliance framework aligned with financial services regulationsMonitor and assess regulatory changes impacting wealth management, and engage stakeholders accordingly in assessing and implementing required changesProvide guidance on regulatory obligations including KYC/AML, client disclosures, etc.Act as a trusted advisor to front-line teams on compliance matters related to wealth products and servicesManage and address regulation related queries from the businessLead the development, review, and implementation of compliance policies, procedures, and controlsMonitor the implementation of regulatory change programs (e.G. Privacy, Complaints Handling, etc.) across the business unitRegulatory library managementConduct compliance risk assessments and mapping of regulatory controlsMaintain business unit specific compliance metrics and reportingLead or assist in investigations of potential compliance breachesSupport a proactive compliance culture through engagement, education and collaboration across the businessWhat You Will BringPost-secondary education or equivalent level of training or experience5+ years of experience in compliance, risk,



or legal roles within wealth management or financial servicesSolid knowledge of the Wealth Management business; knowledge of IndividualWealth business at Canada Life preferredStrong understanding of regulatory frameworks (e.G. CIRO, FATCA, etc)Proven ability to interpret complex regulatory requirementsDeep knowledge of investment products and advisory servicesExperience with compliance systems and risk management frameworksExcellent communication and interpersonal skills, with the ability to collaborate effectively across teamsProficiency in Microsoft Office applications (Outlook, Excel, Word, PowerPoint); experience with compliance management systems and risk assessment tools is an assetLocations available: Montreal, Toronto, London, Winnipeg.CompensationThe base salary for this position is between$63,500–$117,400annually. This represents base salary only and does not include other variable compensation components of total rewards (e.G., annual bonus, etc.). If selected to move forward, the recruiter will discuss additional details of the total rewards program.Career opportunities will be open for a minimum of 5 business days from the posting date; closing dates vary withrecruitment activity. All applications are reviewed on a rolling basis.Be your best at Canada Life — apply today! Canada Life is committed to an inclusive, accessible workplace where all employees and customers feel valued, respected and supported. We strive to reflect the diversity of the communities we serve and to remove barriers to employment, with reasonable accommodations available during the application process. To request accommodation, contact [email protected] Life thanks all applicants; however, only those selected for an interview will be contacted.#J-18808-Ljbffr

📌 Senior Compliance Advisor - C$63,500 - C$117,400 A Year (Winnipeg)
🏢 Canada Life
📍 Winnipeg