Portfolio Compliance Senior Manager Hybrid Toronto

Portfolio Compliance Senior Manager Hybrid Toronto

28 Aug
|
Connor, Clark u0026 Lunn Financial Group
|
Toronto

28 Aug

Connor, Clark u0026 Lunn Financial Group

Toronto

Join Connor, Clark & Lunn Financial Group as a Senior Manager of Portfolio Compliance, leading compliance operations in a hybrid workplace. This is an opportunity to implement best practices and shape the team's future. In this leadership role, you will guide the compliance strategy and management of a diverse team.

Focus on evolving compliance policies and overseeing monitoring systems like Charles River. Build solid relationships across business units while continuously improving compliance operations. Key Responsibilities:
Drive strategic direction and oversee compliance framework
Manage and develop a team of compliance specialists
Oversee effective delivery of the Shareholder Disclosure program




Ensure compliance procedures align with best practices
Foster collaborative relationships with internal and external stakeholders Requirements:
Minimum 10 years in portfolio compliance or financial services
Leadership experience with a focus on team development
CFA designation or relevant qualification is a plus
Excellent communication and relationship management skills
Proficiency in compliance systems and data tools Take charge of compliance operations and lead the evolution of the Portfolio Compliance team at CC&L; Financial Group.

📌 Portfolio Compliance Senior Manager Hybrid Toronto
🏢 Connor, Clark u0026 Lunn Financial Group
📍 Toronto

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