Canaccord Genuity Corp. in Toronto is seeking a Regional Supervisor to oversee compliance reviews and branch support across the region. The role reports to the Managing Director, Wealth Management & Branch Manager and involves ensuring documentation accuracy and regulatory adherence.
You'll lead a team of supervisors, perform spot checks, review client files and KYC, and partner with Compliance VPs to implement policies across branches. Solid licensing and supervisory experience are required.
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📌 Regional Compliance Supervisor Toronto
🏢 CGC Canaccord Genuity
📍 Toronto
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