Ensure regulatory compliance with the Alberta Securities Commission as a Regulatory Filings Analyst. Answer inquiries and oversee filing processes while based in Calgary.

The Alberta Securities Commission (ASC) is looking for a Regulatory Filings Analyst to strengthen its Corporate Finance division. This position involves addressing regulatory inquiries and monitoring compliance for Alberta’s reporting issuers. You will play a crucial role in managing filing records and assessing business transactions against regulations.

Key Responsibilities:
• Handle inquiries regarding SEDI and SEDAR+ filing requirements
• Maintain compliance records and issuer filing deadlines
• Review regulatory filings for business transactions




• Manage the daily list of reporting issuers
• Ensure insider reports meet compliance standards

Requirements:
• Degree in finance, commerce, or a related field
• 3+ years in compliance or financial positions
• Solid analytical capabilities and problem-solving skills
• Proficient in Microsoft Office and Excel
• Experience with SEDI and SEDAR+ desired

Contribute to the ASC's mission of protecting investors while advancing your career in regulatory compliance.
#J-18808-Ljbffr

📌 Analyst for Regulatory Filings at ASC (Alberta)
🏢 Alberta Securities Commission
📍 Alberta