Join Willoughby Asset Management in Burlington, Ontario as a Compliance Analyst, specializing in investment fund management on a hybrid working model. Ensure compliance with Canadian regulations and support internal controls at this energetic firm.

As a Compliance Analyst, you will report to the Chief Compliance Officer and collaborate with multiple teams to uphold the firm's compliance policies and procedures. Your responsibilities will include monitoring regulatory changes, assisting with the preparation of reports, and reviewing marketing materials to ensure adherence to standards. Embrace the opportunity to work in a fast-paced environment while gaining expertise in investment fund management.

Key Responsibilities:
• Monitor developments from CSA, BCSC, and CIRO
• Assist in preparing and filing regulatory reports




• Maintain and enforce compliance policies and procedures
• Review fund marketing materials and communications
• Support internal compliance audits and document testing

Requirements:
• Minimum 5 years in Investment Fund Compliance
• Strong understanding of investment regulations
• Excellent analytical and problem-solving skills
• Ability to prioritize tasks in a fast-paced setting
• Detail-oriented with strong organizational skills

Bring your compliance expertise to Willoughby Asset Management and contribute to our mission in wealth management.
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📌 Compliance Analyst at Willoughby Asset Management (Ontario)
🏢 Harbourfront Wealth Group
📍 Ontario