Drive compliance initiatives at AGF Management Limited as a Compliance Analyst. Focus on reviewing marketing and sales communications to ensure regulatory compliance in investment management operations.
This dynamic role within AGF’s Marketing & Communications Compliance team offers a platform for oversight and collaboration across entities. You will play a key part in ensuring that all communications meet compliance standards while maintaining meticulous records of activities and processes.
Key Responsibilities:
• Assess marketing and sales communication materials for compliance
• Oversee email and social media communications daily
• Prepare periodic compliance reports and necessary escalations
• Maintain detailed compliance monitoring records
• Engage in special projects and team support activities
Requirements:
• University degree alongside industry training
• Experience within capital markets and asset management
• Understanding of Canadian compliance regulations
• Solid attention to detail and analytical capabilities
• Excellent multi-tasking and collaborative skills
Contribute your expertise in compliance to enhance AGF Management Limited's marketing efforts.
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