Expand your compliance knowledge and skills as a Compliance Specialist with KAI Asset Management in Winnipeg. Ensure effective compliance monitoring and support key regulatory requirements.

This role offers a unique opportunity to work within KAI Asset Management’s growing compliance team. Candidates will focus on maintaining compliance, conducting KYC reviews, and supporting the firm's compliance projects. This is an ideal position for individuals looking to advance their careers in compliance within a robust collaborative culture.

Key Responsibilities:
• Support daily operations of the compliance program
• Conduct KYC and suitability reviews for investment processes
• Monitor compliance activities and prepare reports




• Facilitate employee compliance training and development
• Assist in audits, regulatory filings, and examinations

Requirements:
• At least 5 years of experience in compliance
• Knowledge of securities legislation and compliance practices
• Strong organizational and detail-oriented skills
• Experience with compliance monitoring tools is advantageous
• Client-focused attitude and professionalism

Bring your compliance expertise to KAI Asset Management and contribute to a top-performing regulatory team in Winnipeg.
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📌 KAI Asset Management Compliance Expert (Manitoba)
🏢 KAI Asset Management
📍 Manitoba