Join KAI Asset Management's compliance team as a Compliance Specialist and support essential compliance activities. Contribute to KYC reviews, regulatory submissions, and compliance monitoring in Winnipeg. We are looking for a Compliance Specialist who supports the compliance program's effectiveness and day-to-day operations.

This position involves KYC and suitability reviews, regulatory filings, and maintaining key compliance documentation. Candidates will thrive in a team-focused setting and are given opportunities to grow toward more senior roles. Key Responsibilities:

- Administer compliance program operations and compliance records
- Review KYC documentation for compliance with regulations
- Coordinate regulatory audits and compliance examinations




- Prepare compliance documentation and reports
- Develop training materials and lead compliance sessions Requirements:
- Minimum 5 years of compliance experience in financial services
- Familiarity with AML/KYC compliance requirements
- Strong analytical and problem-solving skills
- Proficiency in Microsoft Office, especially Excel
- Completion of industry courses is a plus Utilize your compliance skills and drive regulatory success in a rewarding role at KAI Asset Management in Winnipeg.

📌 Compliance Specialist at KAI Asset Management (Winnipeg)
🏢 KAI Asset Management
📍 Winnipeg