Work LocationToronto, Ontario, CanadaHours37.5 hours per weekLine of BusinessTD SecuritiesPay Details$175,000 - $185,000 CAD. TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.Job DescriptionTD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we help clients meet their needs today and prepare for tomorrow. Our services include underwriting and distributing new issues, providing trusted advice and industry‑leading insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly‑diverse equity research franchise, while growing our strong, diversified investment bank. We are growth‑oriented, people‑focused, and community‑minded. As a team, we work to deliver value for our clients every day.The Supervisory Analyst – Research provides a high‑quality and timely review of all products across the global research platform, ensuring that all research is compliant with FINRA, CIRO, and jurisdictional rules and regulations and company policies and procedures.Working Hours For This Position Are4PM – 12AM ET, Monday – Thursday6PM – 2AM ET, SundayDepth & ScopeReviews all research intended for the public, including but not limited to notes, reports, marketing presentations, invitations, videos, and podcastsReview includes editing and compliance oversight of research to adhere to FINRA, CIRO, and jurisdictional rules and regulations, as well as company policies, before approval and release to the publicEnsures timely release of all researchEnsures content of research reports is clear, fair, and not misleadingConfirms the investment thesis and valuation of an equity security are clearly presented, justifiable,



and form a reasonable basis for any ratingResearch reports should be balanced in their language and presentation with risks to the investment properly conveyedValidates that financial figures and estimates are applicable to the report and are properly updated throughout the templateEnsures proper company and other disclosures are present in reports and adhere to regulatory requirementsDetermines that information presented is publicly available and appropriately attributed, particularly when commenting on actual or possible corporate activity that could involve conflicts of interestFunctions as a proficient user of the firm’s research publishing system (BlueMatrix) to confirm research reports are properly scheduled and distributed to subscribersLiaises with research analysts over issues such as wording of content and regulatory concerns, numerical inconsistencies, and the logic and clarity of their argumentsEducation & ExperienceBachelor’s Degree5+ years of experience as a Supervisory Analyst at a securities firmFINRA Series 16 License RequiredHolds, or is willing to obtain within six months, CIRO‑recognized proficiency for research approval (e.G., valid PDO under current CIRO transition and expiry rules, or new CIRO Supervisor Exam)Ability to prioritize and work on multiple projects while working under tight deadline pressureStrong editing and proofreading skillsHighly organized approach to work with a meticulous attention to detail, especially during busy periodsStrong written communication skills to convey messages, suggestions, and concerns clearly and effectively to team membersKnowledge of Microsoft Word, PowerPoint, and some ExcelKnowledge of BlueMatrix publishing system preferredConservative mindset when reviewing materials from a compliance, regulatory, and reputational perspectiveWho We AreTD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we strive to make every interaction, product and experience remarkably human and refreshingly simple. Our services include underwriting and distributing new issues, providing trusted advice and industry‑leading insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc.,



offering our clients access to a premier U.S. equities business and highly‑diverse equity research franchise, while growing our strong, diversified investment bank. Together, we are reimagining what banking can be for our clients, colleagues and communities.Our Total Rewards PackageOur Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well‑being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well‑being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs.Additional InformationWe’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive perks plan, we’re committed to providing the support our colleagues need to thrive both at work and at home. Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations, requirements.Colleague DevelopmentIf you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. If you’re passionate about helping clients and building deep, lasting relationships, TD offers diverse career paths where you can grow your expertise and make a meaningful impact. We're committed to your success and foster a respectful workplace where diverse perspectives are valued, everyone has fair opportunities to grow, and you can unlock your full potential to achieve your career goals. Here at TD, we hire and develop the best.Training & OnboardingWe will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.Interview ProcessWe’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.AccommodationYour accessibility is important to us. Please let us know if you’d like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.) to help us remove barriers so that you can participate throughout the interview process.Language Requirement (Quebec Only)Sans Objet#J-18808-Ljbffr

📌 Equity Research - Supervisory Analyst - C$175,000 - C$185,000 A Year (Winnipeg)
🏢 TD Securities
📍 Winnipeg