Senior Regulatory Compliance Specialist Role Toronto

Senior Regulatory Compliance Specialist Role Toronto

27 Aug
|
Fidelity International
|
Toronto

27 Aug

Fidelity International

Toronto

Elevate your career as a Senior Operations and Regulatory Compliance Specialist with Fidelity. This adaptable hybrid position allows you to impact financial compliance directly. As a pivotal member of the Compliance Department, you will report to the Director of Operations and Regulatory Compliance.

Your role is essential for monitoring compliance standards and providing regulatory support across various business units. You will prepare materials for executive committees and implement comprehensive training programs to ensure ongoing compliance with industry regulations. Key Responsibilities:
Monitor compliance matters and report findings
Prepare and present materials to executive committees




Update and develop compliance policies for regulatory adherence
Review advertisements and sales communications thoroughly
Provide guidance on compliance-related projects Requirements:
Minimum 4 years of relevant experience in compliance
Extensive knowledge of sales communication regulations
Robust skills in research and analysis
Comprehensive understanding of mutual fund operational practices
Bilingual in English and French is an asset Step into the compliance field with Fidelity and play a vital role in shaping financial regulatory standards.

📌 Senior Regulatory Compliance Specialist Role Toronto
🏢 Fidelity International
📍 Toronto

Reply to this offer

Impress this employer describing Your skills and abilities, fill out the form below and leave Your personal touch in the presentation letter.

Subscribe to this job alert:

Get the latest job offers by email for: senior regulatory compliance specialist role toronto / toronto

Subscribe to this job alert:

Get the latest job offers by email for: senior regulatory compliance specialist role toronto / toronto