Advance your career in compliance with Harbourfront Wealth as a Senior Compliance Officer. This hybrid position allows for collaboration and oversight within a top financial services firm located in Vancouver, BC.

In the role of Senior Compliance Officer, you will report to the Director of Compliance Supervision & Program Development, leading compliance initiatives and supporting regulatory adherence. The ideal candidate will have at least five years of experience in compliance, including three years as a Tier 1 Supervisor. You will focus on training staff, managing accounts, and ensuring a high standard of compliance education across the organization.

Key Responsibilities
Train staff on regulatory compliance protocols
Conduct daily trading oversight and monthly reviews
Approve and update customer accounts
Support branch personnel with compliance inquiries
Manage internal and external audits

Requirements
5+ years in a compliance role
Proven Tier 1 Supervisor experience with CIRO
Relevant post-secondary education
Excellent analytical and communication skills
Competency in MS Office Suite

Contribute to a culture of compliance at Harbourfront Wealth while enhancing your skilled expertise.

📌 Senior Compliance Supervisor In Financial Services Vancouver (Canada)
🏢 Harbourfront Wealth Management
📍 Canada