Join a leading Canadian wealth platform as Chief Compliance Officer. This executive role focuses on enhancing compliance frameworks and supporting business growth in a energetic environment. We are partnering with a growing investment dealer seeking a Chief Compliance Officer to join their executive leadership team.

In this pivotal position, you will lead the overall compliance program while ensuring adherence to CIRO regulations. Your expertise will guide senior leadership on risk management and operational scalability, fostering an setting that promotes strategic growth. Key Responsibilities:
Lead and oversee compliance program and policies
Ensure adherence to CIRO and regulatory requirements
Provide guidance on governance and risk-related matters
Oversee compliance monitoring and audits
Mentor compliance team members Requirements:
Current CCO or senior compliance leader role
Extensive knowledge of investment dealer compliance
Solid understanding of CIRO, AML, and securities regulations
Proven experience in building scalable compliance programs
Completion of relevant licensing requirements Shape the future of compliance while enhancing scalable operations in this impactful role.

📌 Chief Compliance Officer Investment Dealer Toronto
🏢 BJRC Recruiting
📍 Toronto