Elevate your career as a Chief Compliance Officer with a Canadian wealth platform. This executive role emphasizes compliance leadership in an evolving investment dealer landscape.

We seek a strategic Chief Compliance Officer to enhance compliance frameworks within our growing investment dealer. You will lead the compliance program, managing regulatory adherence and guiding leadership on risk matters. With a focus on supporting operational scalability, you will ensure that the business thrives while mitigating compliance risks effectively.

Key Responsibilities:
• Manage the overall compliance program and policies
• Ensure compliance with CIRO and relevant regulations
• Provide strategic guidance on risk governance




• Oversee compliance audits and examinations
• Review business practices from a compliance viewpoint

Requirements:
• Current CCO or senior compliance expert in CIRO setting
• Deep investment dealer compliance knowledge
• Proficient understanding of securities regulations and AML
• Experienced in developing compliance infrastructure
• Completion of CSC, CPH, PDO/BM, and CCO licensing

Contribute your leadership within a focused investment dealer environment, driving compliance excellence.
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📌 Executive Chief Compliance Officer Role (Ontario)
🏢 BJRC Recruiting
📍 Ontario