Senior Portfolio Compliance Manager Role (Ontario)

Senior Portfolio Compliance Manager Role (Ontario)

27 Aug
|
Connor, Clark & Lunn Financial Group
|
Ontario

27 Aug

Connor, Clark & Lunn Financial Group

Ontario

Assume a crucial role at Connor, Clark & Lunn Financial Group as a Senior Manager of Portfolio Compliance. Shape the compliance landscape while managing a global team in a hybrid setup.

The Senior Manager will be responsible for enhancing compliance strategies and monitoring systems, including Charles River. In this role, you will lead a team of compliance professionals across Vancouver, Toronto, and Gurugram, ensuring adherence to best practices and regulatory requirements while supporting continuous improvement.

Key Responsibilities:
• Lead and define the strategic compliance direction
• Oversee pre-trade and post-trade monitoring operations
• Manage the evolution of compliance policies and frameworks
• Coach and mentor compliance managers and staff




• Build robust partnerships with various business stakeholders

Requirements:
• 10+ years in portfolio compliance and investment management
• Proven experience in a leadership capacity
• CFA designation or relevant compliance certification advantageous
• Strong communication and process improvement skills
• Technologically adept with compliance systems

Drive excellence in compliance and team performance as the Senior Manager at CC&L; Financial Group, guiding the firm towards industry-leading practices.
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📌 Senior Portfolio Compliance Manager Role (Ontario)
🏢 Connor, Clark & Lunn Financial Group
📍 Ontario

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