TD Wealth Cares in Toronto seeks a dedicated compliance qualified to resolve regulatory and service complaints within Wealth Management. The role focuses on review and resolution across multiple TD units to ensure fair outcomes and adherence to standards. Responsibilities include investigating complex cases, calculating risk, meeting SLAs, and communicating with partners to recommend compensation. A strong client-service mindset and accuracy are essential.
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📌 Senior Investigator, Wealth Complaints & Compliance (Winnipeg)
🏢 TD
📍 Winnipeg