26 Aug
|
iA Financial Group
|
Quebec City
26 Aug
iA Financial Group
Quebec City
Advance your career as a Compliance Analyst within the financial services industry, focusing on regulatory compliance. This role emphasizes collaboration and critical analysis of business practices. In this position, you will ensure adherence to regulatory standards for advisors while conducting insightful analyses.
With a background of at least three years in financial compliance, you will provide guidance and recommendations to enhance organizational practices. Your organizational skills and attention to detail will be pivotal in navigating an evolving regulatory landscape. Key Responsibilities:
Evaluate compliance of independent financial advisors’ practices
Develop recommendation reports from compliance analyses
Recommend corrective actions during advisor reviews
Support compliance assessments for financial products
Participate in relevant compliance department projects Requirements:
3+ years of experience in financial services compliance
Bachelor’s degree in Law, Finance, or similar
Robust verbal and written French communication skills
Excellent analytical and problem-solving abilities
Familiarity with financial regulatory requirements Be part of a solutions-oriented team that supports regulatory compliance in financial services.
📌 Financial Services Compliance Analyst Quebec City
🏢 iA Financial Group
📍 Quebec City