Regional Compliance Supervisor (Toronto)

Regional Compliance Supervisor (Toronto)

26 Aug
|
CGC Canaccord Genuity
|
Toronto

26 Aug

CGC Canaccord Genuity

Toronto

Canaccord Genuity Corp. in Toronto is seeking a Regional Supervisor to oversee compliance reviews and branch support across the region. The role reports to the Managing Director, Wealth Management & Branch Manager and involves ensuring documentation accuracy and regulatory adherence.

You'll lead a team of supervisors, perform spot checks, review client files and KYC, and partner with Compliance VPs to implement policies across branches. Solid licensing and supervisory experience are required.

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📌 Regional Compliance Supervisor (Toronto)
🏢 CGC Canaccord Genuity
📍 Toronto

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