Transform compliance practices as the Director of Tier 1 Supervision at iA Private Wealth, focusing on enhancing branch operations and regulatory adherence. As the leader of the compliance department, you will manage a diverse team, ensuring the integrity of compliance reporting and effective supervision across all branches in Canada. Your expertise will guide policy changes and the development of the Business Conduct & Tier 1 Surveillance Program. Your role will also involve training staff and engaging with various regulatory organizations. Key Responsibilities:
Manage Senior Branch Managers and compliance teams
Oversee integrity of compliance reporting maintenance
Develop and recommend policy changes based on regulations
Train Tier 1 employees and supervise branch programs
Draft compliance memos and documentation Requirements:
10+ years of experience in the sector
Proven leadership and communication skills
Solid understanding of regulatory frameworks
Fluent in French and advanced English
Must be available for occasional travel Bring your strategic mindset and leadership skills to iA Private Wealth to lead in compliance and supervision. #J-18808-Ljbffr

📌 Director Tier 1 Supervision Job Opening Montreal (Canada)
🏢 iA Financial Group (Industrial Alliance)
📍 Canada