Become a Sales Communications Compliance Specialist at CI Financial. This office-based role focuses on reviewing promotional materials to empower Advisors while ensuring compliance with industry standards.
In this Compliance Officer position, you will coordinate the approval of various advisor communications, including digital ads, brochures, and newsletters. Your aim will be to maintain exceptional service to CI Assante Advisors by guiding them through regulatory requirements and internal practices. You’ll also work closely with compliance management to track and resolve potential risks in real-time.
Key Responsibilities:
• Coordinate and supervise advisor advertising approvals
• Support Advisors with compliance education




• Investigate and resolve compliance violations
• Maintain organized compliance records
• Collaborate effectively with internal departments
Requirements:
• Minimum 2 years in a compliance role
• Relevant degree or equivalent work experience
• Excellent communication and customer service skills
• Robust attention to detail and organizational abilities
• Knowledge of securities regulations is essential
Establish a rewarding compliance career with CI Financial, supporting the growth of Advisors through robust regulatory guidance.
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📌 Sales Communications Compliance Specialist (Toronto)
🏢 CI Financial
📍 Toronto