Become a pivotal part of Scotiabank’s compliance team as a Compliance Officer in Toronto, Ontario, specializing in Employee Trading. Play a key role in ensuring regulatory adherence and program success.This Compliance Officer role focuses on the day-to-day operations of the Employee Personal Trading compliance program. You will collaborate with various stakeholders, including regulatory bodies, to support compliance initiatives and manage employee inquiries effectively. Your expertise will reinforce the governance of trading activities across the organization.Key Responsibilities:
Assist with onboarding recent team members to compliance
Monitor and report on employee personal trading activities
Address and manage trade policy violations
Prepare and present compliance-related reports
Facilitate responses to audits and regulatory inquiriesRequirements:
Post-secondary education and Canadian Securities Course
At least 3 years of relevant experience
In-depth knowledge of compliance requirements
Excellent communication abilities
Familiarity with industry regulations and compliance practicesSupport compliance, trading, and regulatory excellence with Scotiabank’s cutting-edge team.#J-18808-Ljbffr

📌 Employee Trading Compliance Professional Toronto
🏢 Scotiabank
📍 Toronto