26 Aug
|
Socket.dev
|
Montreal
26 Aug
Socket.dev
Montreal
Lead a team of investigators at the Canadian Investment Regulatory Organization (CIRO) focusing on regulatory compliance. This hybrid role emphasizes your expertise in investigations and capital markets.As the Manager of Investigations, you will guide a dedicated team in resolving potential regulatory violations. Your deep knowledge of the securities industry and capital markets will play a crucial role in training investigators and overseeing case management. You will engage with various stakeholders to ensure the highest standards of regulatory oversight.Key Responsibilities:Manage and direct the investigation processOversee training and mentoring of investigative staffParticipate in policy changes for best practicesSupport integrated investigation and prosecution teamsLiaise with external regulatory bodies and law enforcementRequirements:University degree in finance, business, or law10 years of experience in trading or securitiesKnowledge of CIRO rules and investigation proceduresProfessional qualifications (CA, CFA) are an assetLeadership experience with robust communication skillsUse your leadership and investigative skills to uphold market integrity at CIRO.#J-18808-Ljbffr
📌 Manager Investigations At Ciro (Montreal)
🏢 Socket.dev
📍 Montreal