Location: Dufferin and Lawrence, in office

Employment Type: Full-time, option of 4-day work week

Reports to: Partners of the Firm

Al G. Brown & Associates is an independent estate, financial planning and insurance brokerage firm. We are seeking a Director of Investments to lead investment strategy and oversee our clients’ portfolios.

Key Responsibilities: Develop and execute the firm's overall strategy for investment clients

Monitor market trends, regulatory changes, and competitive positioning to inform strategic direction

Serve as lead advisor for the firm's mutual fund and segregated fund business, directly managing client relationships and investment recommendations

Assess clients' financial goals, investment objectives, time horizon, and risk tolerance

Recommend suitable mutual funds and segregated funds based on client needs

Construct diversified investment portfolios to achieve clients' objectives

Conduct regular client reviews to ensure investments remain appropriate as markets and client circumstances evolve

Explain investment risks and expected returns clearly and transparently

Coordinate investment strategies with other aspects of a client's financial plan





Nurture existing client relationships and identify opportunities to expand on them

Direct the Product Analyst, assigning priorities and reviewing product analysis and recommendations

Direct the work of an administrative staff member, ensuring client servicing, documentation, and account processing run smoothly

Set priorities and workflows for the team to ensure responsive, high-quality service

Oversee performance of investments across the portfolio

Manage portfolio risk, diversification, and liquidity across all lines

Reporting & Governance Prepare regular investment performance reports for the partners of the firm

Ensure compliance with applicable regulations

Maintain investment policies, procedures, and documentation

Qualifications 5+ years of experience in investment management, asset management, or a related field

Strong knowledge of segregated funds and mutual fund structures

Relevant licensing- LLQP, mutual fund registration

Strong analytical, financial modeling, and risk management skills

Preferred CIM and CFP

📌 Director of Investments (Toronto)
🏢 Al G. Brown u0026 Associates
📍 Toronto