This role leads the Audit and Regulatory Liaison pillar of the Wealth Management Technology (WMT) 1B risk management function. Technical leader with ~2 direct reports, expert understanding of cyber security risk management, providing control and advisory services to: application development, support teams and the Wealth Management Business. Services provided cover IT & operational risk analysis, risk & compliance exposure reporting, risk awareness & advisory, and regulatory response.

This role leads the Audit and Regulatory Liaison pillar of the Wealth Management Technology (WMT) 1B risk management function. Technical leader with ~2 direct reports, expert understanding of cyber security risk management, providing control and advisory services to: application development, support teams and the Wealth Management Business. Services provided cover IT & operational risk analysis, risk & compliance exposure reporting, risk awareness & advisory, and regulatory response.

Lead audit and regulatory engagement by coordinating with stakeholders to ensure evidence is submitted on time, management receives early issue indication, and remediation activities are completed within SLA timelines. Scope includes periodic audits, regulatory exams, and the annual Wealth Management internal audit plan. Lead US Wealth Technology risk management by serving as the central focal point for all USWM IT risk activities.

Partner with the broader WMT risk management team to identify, elevate, and ensure adequate management of technology risks across the US Wealth Management technology stack. Monitor and report on regulatory compliance by leading preparation and execution of various internal and external, periodic regulatory presentations. Own operational risk program execution, including leading Risk and Control Self Assessments, coordinating control testing across WMT, and maintaining compliance documentation.





Build strategic partnerships by developing and maintaining collaborative relationships with Audit and Group Risk Management teams to improve process efficiency and reduce remediation cycles. 10+ years experience evaluating general computing controls (e.g. logical access, patch & configuration management, change & incident management, etc.) ~ Expert communication (verbal and written) skills, including strong appreciation of relationship management ~ Expert knowledge of the global financial regulatory landscape (e.g. Strong knowledge in IT and operational risk management processes, methods and tools ~ Robust technical knowledge and experience covering the operating systems (e.g. Unix, Windows, zOS) and database systems (e.g.

Oracle, SQL Server, DB2) ~ ServiceNow, Archer) We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual. A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable Leaders who support your development through coaching and managing opportunities Flexible work/life balance options Critical Thinking, Cyber Security Management, Detail-Oriented, Information Security Management, Information Technology (IT) Risk, Information Technology (IT) Risk Management, Information Technology Security, Interpersonal Relationship Management, IT Security Architecture, Technology Risk, Technology Risk Management Full time We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world.

Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all. #

📌 Director, Audit & Regulatory Liaison (Toronto)
🏢 RBC
📍 Toronto