Chief Compliance Officer Investment Dealer (Toronto)

Chief Compliance Officer Investment Dealer (Toronto)

25 Aug
|
BJRC Recruiting
|
Toronto

25 Aug

BJRC Recruiting

Toronto

Join a leading Canadian wealth platform as Chief Compliance Officer. This executive role focuses on enhancing compliance frameworks and supporting business growth in a dynamic workplace.We are partnering with a growing investment dealer seeking a Chief Compliance Officer to join their executive leadership team. In this pivotal position, you will lead the overall compliance program while ensuring adherence to CIRO regulations. Your expertise will guide senior leadership on risk management and operational scalability, fostering an environment that promotes strategic growth.Key Responsibilities:Lead and oversee compliance program and policiesEnsure adherence to CIRO and regulatory requirementsProvide guidance on governance and risk-related mattersOversee compliance monitoring and auditsMentor compliance team membersRequirements:Current CCO or senior compliance leader roleExtensive knowledge of investment dealer complianceStrong understanding of CIRO, AML, and securities regulationsProven experience in building scalable compliance programsCompletion of relevant licensing requirementsShape the future of compliance while enhancing scalable operations in this impactful role.#J-18808-Ljbffr

📌 Chief Compliance Officer Investment Dealer (Toronto)
🏢 BJRC Recruiting
📍 Toronto

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