Permanent Full Time Do you want to make a difference to the company and its customers? If so, we’re searching for the right candidate to join Canada Life’s 1B Business Risk and Control team. As the organization continues to advance its Business Risk &

• Control function, we are seeking a Manager, Regulatory Compliance &

• Governance to join the team supporting the Wealth &

• Advice business unit and its subsidiaries. Reporting to the AVP, Business Risk and Control, you will play a key leadership role in ensuring the Wealth &

• Advice business unit’s adherence to regulatory requirements and internal policies. You will provide oversight of regulatory compliance for our wealth and asset management businesses and work closely with subsidiary compliance teams. Provide advice and oversight on the development, implementation and maintenance of the compliance framework aligned with financial services regulations (e.g. OSFI, CIRO), as well as other applicable federal and provincial regulations, to ensure business alignment with regulatory expectations Manage and/or monitor the implementation of regulatory change programs across the business unit, including working closely with wealth and asset management subsidiary compliance teams to interpret regulatory changes, assess impact on business operations, and engage stakeholders accordingly in assessing and implementing required changes Monitor, oversee and report on the remediation of compliance related deficiencies, including but not limited to internal audit, 2nd line of defence compliance monitoring and assessment, quality assurance,



risk events and other ad hoc reviews Provide oversight related to subsidiary governance and conduct risk management as it relates to regulatory compliance management obligations associated with the Wealth &

• Advice business unit and its subsidiaries Complete compliance risk assessments and thematic reviews to assess emerging risk themes for each wealth and asset management subsidiary Develop and maintain business unit specific compliance metrics and reporting Work collaboratively with business and functional partners to provide practical, risk‑based oversight and advice on a wide range of matters impacting our wealth and asset management businesses Execute testing of controls related to regulatory compliance obligations 5+ years of progressive compliance experience within the financial services industry ~ An in-depth knowledge of applicable securities legislation/regulation is considered an asset ~ Proven ability to interpret complex regulatory requirements and translate them into practical business solutions ~2+ years of experience in the business/functional area with people management role considered an asset ~ Solid organizational skills and attention to detail,



with the ability to manage multiple priorities ~ Proficiency in Microsoft Office applications (Outlook, Excel, Word, PowerPoint);

experience with compliance management systems and risk assessment tools is considered an asset ~ University degree or college diploma (preferably in finance, business, or law); This represents base salary only and does not represent other variable compensation components of our total compensation ( i.e. annual bonus, commission etc). Our company is trusted by 1 in 3 Canadians and contributes to the strength of communities across the country. We’re looking for people who live our values everyday: we step up, we do the right thing, and we deliver – for our customers, communities and each other.

We’re committed to supporting our employees through every stage of their career. Here’s what you can expect as a full‑time or part‑time permanent team member: Flexible health and dental benefits, plus a $5,000 mental health benefit to support your well‑being. Time Off:In addition to regular vacation and personal days, we support community involvement with a volunteer day.

Financial

Security:Company-matching pension plan,share ownership program and additionalinvestment options.

Emphasis on Community: We provide a workplace where employees feel connected and supported through Employee Resource Groups (ERGs), mentorship programs, social clubs and events. All information provided will be handled in accordance with applicable laws and Canada Life policies.

📌 Manager, Regulatory Compliance & Governance (Toronto)
🏢 Canada Life
📍 Toronto