Become a vital part of CGL as a Dealer Services Representative in a hybrid work model. Leverage your mutual fund industry expertise to enhance client relations and compliance.
This position at CGL requires solid knowledge in mutual funds and sales processes. As a Dealer Services Representative, you will maintain relationships with key business partners to ensure compliance with licensing regulations across Canada. You will actively handle transaction requests and provide support to advisors and clients, addressing concerns effectively.
Key Responsibilities:
• Review transaction requests and documentation accuracy
• Execute client requests and account updates efficiently
• Respond to client calls and resolve advisor issues
• Guide management on client complaints and issues
• Identify and escalate compliance concerns as needed
Requirements:
• Minimum 1 year experience in investments
• Post-secondary education in relevant fields
• Basic knowledge of insurance and market conduct regulations
• Obtain Mutual Fund Licence
• Asset: Branch Compliance Manager designation
Maximize your impact on the mutual fund landscape with CGL's dedicated team.
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📌 Hybrid Dealer Services Representative Role (Mississauga)
🏢 The Co-Operators Group
📍 Mississauga