Senior Manager Portfolio Compliance Cc&l Toronto

Senior Manager Portfolio Compliance Cc&l Toronto

25 Aug
|
Connor, Clark u0026 Lunn Financial Group
|
Toronto

25 Aug

Connor, Clark u0026 Lunn Financial Group

Toronto

Lead the global compliance team at Connor, Clark & Lunn Financial Group as a Senior Manager in Portfolio Compliance. Shape strategic operations while enhancing compliance controls in a hybrid work model.

The Senior

Manager will oversee the Portfolio Compliance framework and manage a growing team across multiple locations, including Vancouver, Toronto, and Gurugram. This role demands extensive experience in portfolio compliance and deep knowledge of compliance systems like Charles River. Collaborate with various stakeholders to drive consistency and improve compliance procedures. Key Responsibilities:
Shape strategic direction and lead the global compliance team
Oversee portfolio compliance framework and monitoring operations
Manage the Shareholder Disclosure program effectively




Mentor and develop managers and staff in compliance roles
Evolve portfolio compliance policies in line with regulations Requirements:
Over 10 years in investment compliance or financial services
Proven leadership experience across multiple locations
CFA designation or relevant compliance qualification preferred
Solid relationship-building and communication skills
Experience with compliance systems and technology tools Elevate compliance practices and team performance at CC&L; Financial Group, taking on a pivotal leadership role.

📌 Senior Manager Portfolio Compliance Cc&l Toronto
🏢 Connor, Clark u0026 Lunn Financial Group
📍 Toronto

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