The Role An established investment firm is seeking an experienced Manager, Anti-Money Laundering and Anti-Terrorist Financing (AML/ATF) to join its Compliance team. This role can be based in either Vancouver or Toronto and reports to the Vice President, Compliance. The successful candidate will play a key role in enhancing, implementing, and overseeing the firm’s AML/ATF program to ensure compliance with applicable Canadian legislation, regulatory requirements, and industry best practices.

This is a hands‑on role with meaningful exposure to senior leadership and cross‑functional compliance teams.

Responsibilities Monitor regulatory changes, industry developments, and emerging risks related to AML/ATF and sanctions. Oversee the AML/ATF program to ensure compliance with federal legislation, regulatory requirements, and industry best practices. Recommend and implement enhancements to AML/ATF processes, tools, and systems to improve effectiveness and efficiency.

Conduct and/or oversee sanctions screening, transaction monitoring, enhanced due diligence, and investigations, including preparing risk assessments, reports, and regulatory filings. Maintain accurate and detailed AML/ATF records in accordance with regulatory requirements.



Collaborate closely with other compliance teams to manage account‑ and transaction‑related AML/ATF risk indicators.

Support enterprise‑wide AML risk assessments, effectiveness reviews, and the delivery of AML/ATF training programs. Promote a strong AML risk management culture through reporting, metrics, and regular communication with senior leadership.

Requirements ~6–8 years of progressive AML/ATF experience, ideally including at least 2 years within a Canadian investment dealer or regulatory environment. ~ Strong working knowledge of Canadian AML/ATF legislation and regulations, with exposure to U.S. AML/ATF requirements and global regulatory trends considered an asset. ~ Professional certifications or coursework such as CAMS, the Canadian Securities Course, and/or the Securities Industry Essentials course are preferred. ~ Excellent analytical, problem‑solving, organizational, and communication skills. ~ Professional, confident demeanor with the ability to communicate effectively at all levels of the organization. ~ Proactive, adaptable mindset with the ability to take ownership, manage evolving priorities, and work effectively in a team‑oriented workplace.

📌 Responsable Budget/Finances (Vancouver)
🏢 STRIVE Recruitment
📍 Vancouver