Join KAI Asset Management's compliance team as a Compliance Specialist and support essential compliance activities. Contribute to KYC reviews, regulatory submissions, and compliance monitoring in Winnipeg.
We are looking for a Compliance Specialist who supports the compliance program's effectiveness and day-to-day operations. This position involves KYC and suitability reviews, regulatory filings, and maintaining key compliance documentation. Candidates will thrive in a team-focused environment and are given opportunities to grow toward more senior roles.
Key Responsibilities:
• Administer compliance program operations and compliance records
• Review KYC documentation for compliance with regulations
• Coordinate regulatory audits and compliance examinations




• Prepare compliance documentation and reports
• Develop training materials and lead compliance sessions
Requirements:
• Minimum 5 years of compliance experience in financial services
• Familiarity with AML/KYC compliance requirements
• Robust analytical and problem-solving skills
• Proficiency in Microsoft Office, especially Excel
• Completion of industry courses is a plus
Utilize your compliance skills and drive regulatory success in a rewarding role at KAI Asset Management in Winnipeg.
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📌 Compliance Specialist at KAI Asset Management (Winnipeg)
🏢 KAI Asset Management
📍 Winnipeg