Shape regulatory compliance with the Alberta Securities Commission as a Regulatory Filings Analyst in Calgary. Handle inquiries, monitor compliance, and maintain essential issuer records.

The Alberta Securities

Commission (ASC) is expanding its Corporate Finance division and seeks a Regulatory Filings Analyst. In this role, you will respond to regulatory inquiries, ensuring compliance with filing requirements for Alberta’s reporting issuers. You will maintain databases and review key business transactions while fostering effective operations in capital markets. Key Responsibilities:
Respond to inquiries regarding SEDI and SEDAR+ filings
Maintain issuer records and monitor filing due dates




Assess business combinations to identify filing requirements
Generate daily reporting issuers list accurately
Review insider reports for compliance with regulations Requirements:
University degree in finance or business-related field
3+ years in compliance or the financial industry
Robust analytical and problem-solving skills
Proficient in MS Office, especially Excel
Experience with SEDI and SEDAR+ systems preferred Elevate your career in regulatory compliance while supporting the ASC's mission in safeguarding investors.

📌 Regulatory Filings Analyst In Calgary
🏢 Alberta Securities Commission
📍 Calgary