Advance your career in compliance with Harbourfront Wealth as a Senior Compliance Officer. This hybrid position allows for collaboration and oversight within a top financial services firm located in Vancouver, BC.

In the role of Senior Compliance Officer, you will report to the Director of Compliance Supervision & Program Development, leading compliance initiatives and supporting regulatory adherence. The ideal candidate will have at least five years of experience in compliance, including three years as a Tier 1 Supervisor. You will focus on training staff, managing accounts, and ensuring a high standard of compliance education across the organization.

Key Responsibilities

- Train staff on regulatory compliance protocols
- Conduct daily trading oversight and monthly reviews
- Approve and update customer accounts
- Support branch personnel with compliance inquiries
- Manage internal and external audits

Requirements

- 5+ years in a compliance role
- Proven Tier 1 Supervisor experience with CIRO
- Relevant post-secondary education
- Excellent analytical and communication skills
- Competency in MS Office Suite

Contribute to a culture of compliance at Harbourfront Wealth while enhancing your skilled expertise.

📌 Senior Compliance Supervisor in Financial Services (Vancouver)
🏢 Harbourfront Wealth Management
📍 Vancouver