Become ATB's next Regulatory Compliance Manager, championing compliance and operational excellence. Drive initiatives that empower advisors while managing risk effectively.As a Regulatory Compliance Manager at ATB, you will take an analytical approach to promote compliance in the financial sector. Your role will include managing registration processes, conducting supervisory reviews, and advising on compliance regulations with CIRO. Collaboration with internal teams will be key to sustaining operational excellence in our compliance culture.Key Responsibilities:
Manage workflows through NRD and internal systems
Conduct reviews and approvals for compliance
Liaise with advisory and governance partners
Analyze data for trend reporting
Develop training resources for compliance educationRequirements:
Minimum 5 years in a related financial field
Solid background in compliance regulations
Excellent relationship-management skills
Ability to assess compliance gaps strategically
Proficiency in communication and organizational tasksStep into a pivotal role ensuring compliance at ATB Financial.#J-18808-Ljbffr